Our Regulation

AUSFOREX is authorized and regulated by the Financial Conduct Authority (FCA) and are bound by their rules and regulations in the conduct of its trading business. Our FCA license number is 725682 and you can learn more about our regulatory status by visiting the FCA website: Financial Conduct Authority

Financial Conduct Authority

FCA regulates most financial services markets, exchanges, and firms in the UK. It sets the standards that must be met and can take actions against firms if they fail to meet the required standards.

Requirements of FCA regulated brokers

As a FCA regulated firm, AUSFOREX is obligated to meet the stringent standards set by the FCA, submit financial reports on a regular basis and undertake detailed annual audits. This includes ensuring client funds are held in quality Tier 1 banks approved by the FCA. All money received from our clients is treated as “Client Money” under FCA client money rules. Under these rules all client money must be kept separate from company funds, in a segregated account and at no point can client money be treated as company assets. AUSFOREX cannot use client money to cover their own needs,expenses, risks or utilize those funds in case of insolvency. This means higher protection of investments for all our clients. Client money rule form one of the most important parts of the financial regulatory system related to consumers and AUSFOREX is committed to upholding them.

If a FCA regulated company fails to meet its financial obligations, a liquidator world not be able to use client money to meet claims of general creditors of the failed company. Clients’ funds can only be used to pay compensation to clients who held deposits with the company. This is in contrast to US NFA regulated firms, where client funds are not kept in segregated accounts, in the case of a company failure in the US clients are treated as general creditors.

Segregated client funds

All client funds are held fully segregated client trust accounts held at National Westminster Bank and DBS BANK.

Client funds are kept separate from AUSFOREX’s company funds.If AUSFOREX were to become insolvent, client funds will not be used to pay back creditors.

Complaints Procedure

At AUSFOREX we aim to provide the best possible service, however if you think that we do not deliver what we have promised we want to hear from you.This will give us a chance to put things right and improve our services. If you have any complaints or comments, send an email to comment@ausforex.com.

Trading foreign exchange on margin carries high potential rewards but also high potential risks that may not be suitable for all investors. Before deciding to trade foreign exchange, you should carefully consider your investment objectives, level of experience and risk appetite. Past performance is not indicative of future results, which can vary due to market volatility. The possibility exists that you could sustain a loss of some or all of your initial investment and therefore you should not invest money that you cannot afford to lose. You should be aware of all the risks associated with foreign exchange trading and seek advice from an independent financial advisor if you have any doubts.

Any opinions, news, research, analyses, prices or other information contained on this website or linked to from this website are provided as general market commentary and do not constitute investment advice. AUSFOREX does not accept liability for any loss or damage, including any loss or profit, which may arise directly or indirectly from use of or reliance on such information.